REGIONAL · USA - NEW YORK

NYDFS Cybersecurity Regulation
Assessment & Implementation

New York Department of Financial Services Cybersecurity Regulation (23 NYCRR 500), amended 2023. Applies to all DFS-regulated entities including banks, insurance companies, and financial services firms operating in New York.

Who This Applies To

USA - New York organizationsRegional sectorMSPs and their clientsLean IT teams carrying an audit

What NYDFS Cybersecurity Regulation Covers

New York Department of Financial Services Cybersecurity Regulation (23 NYCRR 500), amended 2023. Applies to all DFS-regulated entities including banks, insurance companies, and financial services firms operating in New York.

Requires CISO designation, cybersecurity policy, penetration testing, audit trails, access controls, encryption, incident response, and third-party security. Annual certification of compliance required.

Official source: https://www.dfs.ny.gov/industry_guidance/cybersecurity

ThreeShield's CISSP- and CISA-certified assessors run the NYDFS Cybersecurity Regulation engagement, and Lavawall® collects the technical evidence continuously, so your posture is current the day an auditor, insurer, or client asks for it, not just at renewal.

Where the Work Splits

NYDFS Cybersecurity Regulation requirementLavawall® collectsThreeShield delivers
Multi-factor authentication status✓ Continuously
Patch and vulnerability posture✓ Continuously
Encryption at rest and in transit✓ Continuously
Access and audit-log review✓ Continuously
Risk assessment and scoping⚑ Platform dataCISSP/CISA-led
Policies, procedures, and evidence packageWritten by ThreeShield

Frequently Asked Questions

If your organization operates in scope for USA - New York or in the regional sector, NYDFS Cybersecurity Regulation likely applies. New York Department of Financial Services Cybersecurity Regulation (23 NYCRR 500), amended 2023. We confirm scope in the first call, at no charge.

It depends on your starting point. A gap assessment against NYDFS Cybersecurity Regulation is usually a few weeks; closing the gaps and standing up the evidence takes longer and is where most of the work sits. Because Lavawall® is already collecting the technical evidence while we work, you do not restart from zero at reassessment.

Yes. Many clients begin self-serve on Lavawall®, then bring in ThreeShield for the assessment, the policies, and the sign-off once they know where the gaps are. The three engagement models below are meant to be moved between.

Three Ways to Engage, from DIY to Done-for-You

ThreeShield meets you at your current security maturity. Every level includes Lavawall®.

Self-Serve

DIY via Lavawall®

For lean IT teams and cost-conscious organizations with internal security capacity

  • Lavawall® GRC with NYDFS Cybersecurity Regulation control mapping
  • Continuous automated evidence collection
  • Live compliance dashboard and score
  • Policy template library
  • AI-generated status reports
Start with Lavawall®
Recommended for MSPs & Lean IT

Supported

Expert guidance alongside your team, ideal for MSPs and organizations with some internal IT capacity

  • Everything in the DIY tier
  • CISSP/CISA gap assessment
  • Prioritized remediation roadmap
  • Policy and procedure development
  • Quarterly compliance review calls
  • MSP white-label available
Get Supported Engagement
Fully Managed

Done-for-You

Full compliance delivery, managed end to end by ThreeShield

  • Everything in the Supported tier
  • Full compliance program management
  • CISSP/CISA-executed formal assessment
  • Detailed findings methodology
  • Complete documentation package
  • Annual reassessment included
Book Done-for-You

Ready to Get Compliant with NYDFS Cybersecurity Regulation?

Choose your engagement model: DIY via Lavawall®, supported by ThreeShield's CISSP/CISA team, or fully done-for-you. Every model includes continuous monitoring, so you stay compliant between audits.

Book a Scoping Call

DIY · Supported · Done-for-You